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Securities Industry and Financial Markets Association
Results: 602

#	Item
271	April 24, 2012 The Honorable Mike Rogers Chairman House Permanent Select Committee on Intelligence 133 Cannon House Office Building Add to Reading List Source URL: intelligence.house.gov Language: English - Date: 2012-04-24 15:25:35 Bonds Securities Securities Industry and Financial Markets Association Stock market Financial economics Investment Financial system
272	Division of Trading and Markets No-Action Letter: Securities Industry and Financial Markets Association Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2013-01-03 13:02:26 Securities Financial markets Financial regulation Short selling Net capital rule Security Short Depository Trust & Clearing Corporation Broker-dealer Financial economics Financial system Finance
273	Securities Industry and Financial Markets Association, extending February 12, 2004 letter Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2010-01-11 17:16:13 Financial system Fixed income market Investment Registered Investment Advisor Securities Industry and Financial Markets Association Broker-dealer Investment Advisers Act U.S. Securities and Exchange Commission Financial adviser Financial economics Finance Financial markets
274	August 12, 2009 Ms. Elizabeth M. Murphy Secretary United States Securities and Exchange Commission 100 F Street, NE Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-13 09:23:38 Finance Securities Electronic Municipal Market Access Municipal Securities Rulemaking Board Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Municipal bond Securities market Securities offering Financial economics Stock market Investment
275	September 22, 2008 Florence E. Harmon Acting Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-23 12:29:49 United States securities law United States Securities and Exchange Commission Securities Stock market Electronic Municipal Market Access 73rd United States Congress U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association Municipal Securities Rulemaking Board Financial economics Investment Financial system
276	Introduction to Interest Rate Swaps Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 11:31:56 Banking Interest rates Bonds Securities United States housing bubble Securities Industry and Financial Markets Association Roseville California Interest rate swap Swap Financial economics Finance Investment
277	Securities Industry and Financial Markets Association No-Action Letter Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-01-14 11:26:29 Financial system Registered Investment Advisor Investment Securities Industry and Financial Markets Association Broker-dealer U.S. Securities and Exchange Commission Investment Advisers Act Financial adviser Short Financial economics Finance Financial markets
278	Microsoft Word - lpsandor1539 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-24 11:44:32 Financial system Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Securities Industry and Financial Markets Association Financial adviser Financial Advisor Government Finance Officers Association Financial economics Self-regulatory organizations Finance
279	October 13, 2009 Via Electronic Mail ([removed]) Elizabeth M. Murphy Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-14 12:31:05 Finance Stock market Financial markets International sanctions Depository Trust & Clearing Corporation Office of Foreign Assets Control Clearing house Securities Industry and Financial Markets Association Security Financial economics Financial system Securities
280	Division of Trading and Markets No-Action Letter: SIFMA Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2013-01-11 10:59:43 Financial system Registered Investment Advisor Securities Industry and Financial Markets Association Broker-dealer Investment Advisor U.S. Securities and Exchange Commission Investment Advisers Act Financial adviser Broker Financial economics Finance Financial markets

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